Agencies have a fundamental obligation to have procedures
in place to receive submissions for competitors under a
solicitation, to reasonably safeguard submissions
received, and to fairly consider all submissions received.
As a practical matter, however, even with appropriate
procedures in place, an agency may lose or misplace a
submission, and such occasional loss--even if through
agency negligence--generally does not entitle an aggrieved
competitor to relief. Shubhada, Inc., B‑292437, Sept. 18,
2003, 2003 CPD para. 161 at 3-4; American Material
Handling, Inc., B‑281556, Feb. 24, 1999, 99-1 CPD para. 46
at 3. This arguably harsh result is justified by the
unique circumstances arising in protests concerning lost
information. The only means generally available to
establish the content of lost information is for the
protester to reconstruct that information. However,
allowing an offeror to establish the content of its lost
proposal after the closing date has passed would be
inconsistent with maintaining a fair competitive system.
Shubhada, Inc., supra, at 4. Here, the only evidence of
the content of the information that the protester may have
submitted prior to closing is a copy of that information
produced by PRI during this protest process. The record
does not contain any pre-closing evidence of the content
of PRI’s proposal that the agency properly could evaluate.
We therefore will not disturb the agency’s decision not to
reopen the competition to evaluate PRI’s proposal. Our
Office has recognized a limited exception to the rule that
negligent loss of proposal information does not entitle
the offeror to relief. The exception generally applies
where the loss was not an isolated act of negligence, but
was the result of a systemic failure resulting in multiple
or repetitive instances of lost information. East West
Research Inc.. B‑239565, B-239566, Aug. 21, 1990, 90-2 CPD
para. 147 at 4. However, the exception does not apply
here. There is no evidence that the agency, for example,
lost the proposal information submitted by other offerors
in this procurement or that the agency previously lost
proposal information. (Project
Resources, Inc., B-297968, March 31, 2006) (pdf)
This protest thus presents a significant factual dispute.
We need not resolve the dispute, however, because even if
the protester’s proposal did include additional
information, the agency does not have any record (or
recollection) of receiving it--at best, the information
must be considered to have been lost. As explained below,
the circumstances here do not provide a basis to sustain
the protest. Agencies have a fundamental obligation to
have procedures in place to receive submissions from
competitors under a solicitation, to reasonably safeguard
submissions received, and to fairly consider all
submission received. As a practical matter, however, even
with appropriate procedures in place, an agency may lose
or misplace a submission, and such occasional loss--even
if through agency negligence--generally does not entitle
an aggrieved competitor to relief. American Material
Handling, Inc., B-281556, Feb. 24, 1999, 99-1 CPD ¶ 46 at
3; Marine Hydraulics Int’l, Inc., B-240034, Oct. 17, 1990,
90-2 CPD ¶ 308 at 3. This arguably harsh result is
justified by the unique circumstances arising in protests
concerning lost information. The only means generally
available to establish the content of lost information is
for the protester to reconstruct that information.
However, allowing an offeror to establish the content of
its lost proposal after the closing date has passed would
be inconsistent with maintaining a fair competitive
system.[4] Marine Hydraulics Int’l, Inc., supra. Here, the
only evidence of the content of the information that the
protester may have submitted prior to closing is a copy of
that information produced by Shubhada during this protest
process. The record does not contain any pre-closing
evidence of the content of Shubhada’s technical proposal
that the agency properly could evaluate. We therefore will
not disturb the agency’s rejection of Shubhada’s
incomplete proposal as technically unacceptable, the
exclusion of Shubhada’s proposal from the competitive
range, and the award to Titan. See id. at 2-3. Our Office
has recognized limited exceptions to the rule that
negligent loss of proposal information does not entitle
the offeror to relief. The exception generally applies
where the loss was not an isolated act of negligence, but
rather arises out of a systematic failure in the agency’s
procedures that typically results in multiple or
repetitive instances of lost information. See S.D.M.
Supply, Inc., B-271492, June 26, 1996, 96-1 CPD ¶ 288 at
4. The exception does not apply here. There is no evidence
that the agency, for example, lost the proposal
information submitted by other offerors,[5] or previously
has lost proposal information. (Shubhada,
Inc., B-292437, September 18, 2003.) (pdf)
It
is true that agencies have a fundamental obligation to
have procedures not only to receive offers and
quotations, but also to reasonably safeguard those
actually received and to give them fair consideration.
East West Research Inc., B-239565, B-239566, Aug.
21, 1990, 90-2 CPD ¶ 147 at 4, aff'd, Defense
Logistics Agency--Recon., B-239565.2, B-239566.2,
Mar. 19, 1991, 91-1 CPD ¶ 298 at 2-3. However, we
recognize that, even with appropriate procedures in
place, an agency occasionally will lose or misplace an
offer or quotation. While this is unfortunate and
agencies must have procedures to minimize the
possibility of loss, the occasional negligent loss of an
offer or quotation by an agency does not entitle the
firm submitting it to any relief. Interstate
Diesel Serv., Inc., B-244842.2, Sept. 27, 1991, 91-2
CPD ¶ 304 at 2; see also Advanced Seal
Tech., Inc., B-280980, Dec. 14, 1998, 98-2 CPD ¶
144 at 3.
Here, SH&C does not
allege that the agency deliberately lost its quotation
or has a history or pattern of losing quotations (or
offers), apart from the quotation here. Further,
it is clear from the record that the agency had adequate
procedures in place for receiving and handling
quotations. With respect to handling quotations,
the agency's procedure is to store them in the official
contract files area and to account for and track each
copy in the official contract file. The procedure
further provides that each time a person removes one
from the official contract file, the person must sign
the logbook. Huntsville Division Acquisition
Instruction 15.4, ¶ 4 (Sept. 1989). In this case,
the agency has no record that the quotation was stored
in or delivered to the contract files area.
Contracting Officer's Supplemental Statement ¶ 5.
The protester is apparently correct that the procedures
were not followed in this case, and that they could be
improved upon, but there is no evidence that the loss of
SH&C's quotation is anything more than an isolated
and unfortunate incident of negligence on the agency's
part. (Safety and Health Consulting Services, Inc.,
B-290412, June 10, 2002)
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